SHAREHOLDER ADVOCACY
                       A Matter of Stewardship

Most of the money invested through, and managed by, financial professionals on Wall Street, and across the financial services business, does not belong to Wall Street or the people who manage it. It belongs to people on Main Street, on college campuses and in college towns, union members and non-union working people in factories, offices, hospitals, service businesses, the construction trades, transportation, and nonprofit organizations. It belongs to local, state, and federal government employees. Among the owners are millions of households whose income earners invest part of their resources for the future, for retirement, college costs, or other needs. Among the owners are millions of employees and the self-employed who invest in IRAs, 401k plans, or 403b plans, and whose employers, including local, state, and federal governments, offer pension benefits as part of their employees’ compensation. Among the owners are philanthropic foundations, charitable institutions, and nonprofit organizations. Among the owners are those fortunate enough to have inherited wealth from previous generations.


The true owners of the worlds corporations are, whether they know it not, or like it or not, global citizens with global responsibilities. These individuals, families, communities and institutions share values that are not reflected in the way their money is invested. It’s time they took responsibility for the global impact of what they own. Wall Street has traditionally managed other people’s money as if those other people neither cared about nor needed to know about the social and environmental impacts of their portfolios, impacts felt locally and globally, impacts that are sometimes matters of life or death for thousands.


Given a choice, most investors would prefer that their pension funds and retirement plan contributions not be invested in companies that violate labor or human rights standards. Most would prefer not to own shares of companies that pollute the environment. Most investors don’t want to buy or own the stocks or bonds of companies that produce dangerous products. Most investors want the companies they own to recognize the interests of all stakeholders, including their employees, their customers, and the communities and natural environments in which they operate.


In short, given a choice, most investors want the companies they own or invest in to be good corporate citizens, locally, nationally, and globally. Investors are increasingly recognizing that Corporate Social Responsibility (CSR) is vital to a healthy future for humanity, and vital to the profitability of their investments. Corporate Social Responsibility reduces many risks, but socially responsible investing does not reduce all risks associated with investing such as general market volatility and/or adverse economic conditions. At L. B. Stant and Associates, we believe that the less risk required to achieve the return you need, the more sound your investment strategy will be. Depending on your circumstances, it may not be advisable to run any investment risk at all. In the broadest sense, a key goal shared by all SRI shareholder advocacy is to reduce the risk of investing throughout the securities markets." But what choice do you have, if you are not aware you have a choice?


The SRI industry is on a mission to wake up the real majority of owners of corporations, the global citizens described above, to their responsibilities as owners. From a secular as well as a spiritual perspective, this is a matter of stewardship. The impact of what you own bears upon the future our children and grandchildren will have to contend with. Whether or not you expect to be held accountable before God for your use or abuse of the wealth and talents you’ve enjoyed in this life, the shape the world is left in when you are gone is a fundamental ethical concern.


Shareholder Advocacy is about using the power of the share, the power of your investments, to lead companies toward good corporate citizenship. Owners of shares of common stock have voting rights at the annual meetings of the companies they own. When was the last time you cast an informed vote on a proxy ballot? When was the last time you filed a resolution to appear on such a ballot? Do you even know how you would begin to do so?


Through an SRI professional, such as Bill Stant of L. B. Stant and Associates, LLC, an Advisory Representative of Progressive Asset Management, Inc., the SRI division of Financial West Group, and a Professional Member of the First Affirmative Financial Network**, you can learn how to begin making your concerns known to the companies you own. Through your SRI professional you can link up with the growing Shareholder Advocacy movement. You are only a few clicks of the mouse away from taking responsibility . . . See the links below*.


PAM | FAFN
Institutional Shareholder Services | Social Investment Forum



Portfolio Screening | Community Investing

----------------------------------------------------------------------

*The information being provided is strictly as a courtesy. When you link to any of these web sites provided here, you are leaving this site. L. B. Stant and Associates, LLC, makes no representation as to the completeness or accuracy of information provided at these sites. Nor is the company liable for any direct or indirect technical or system issues or any consequences arising out of your access to or your use of third-party technologies, sites, information and programs made available through this site. When you access one of these sites, you are leaving L. B. Stant and Associates, LLC, web-site and assume total responsibility and risk for your use of the sites you are linking to.

**It should not be construed that Financial West Group is associated with the First Affirmative Financial Network. The information being provided is strictly as a courtesy.

.